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Securities Regulation, Co-Sponsored by Agency, Partnership, LLC's and Unincorporated Associations and Business Associations
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Sessions Information

  • January 5, 2018
    1:30 pm - 3:15 pm
    Event: 2018 Annual Meeting
    Session Type: Section Programs
    Session Capacity: N/A
    Location: N/A
    Room: Pacific Ballroom Salon 16
    Floor: North Tower/Ground Level

    New modes of buying and selling securities and the challenges and potential they pose for effective regulation is the subject of this panel. The program includes such topics as the evolution of private placements, the role of blockchain technology, investor protection in complex transactions, stock exchange consolidation, the risks and benefits of dark pools, the growth of foreign stock exchanges, entrepreneurship financing, and the future of the brokerage industry.

    The Section held a virtual business meeting prior to the Annual Meeting.
Session Speakers
Hilary J. Allen
Suffolk University Law School
Speaker from a Call for Papers
Nicole Iannarone
Georgia State University College of Law
Speaker from a Call for Papers
Sung Eun (Summer) Kim
University of California, Irvine School of Law
Speaker from a Call for Papers
Anita K. Krug
University of Washington School of Law
Moderator
Michele Layne
U.S. Securities and Exchange Commission
Speaker
Session Fees
  • [5430] Securities Regulation, Co-Sponsored by Agency, Partnership, LLC's and Unincorporated Associations and Business Associations - Offering, Selling, and Trading Securities: New Perspectives: $0.00